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盈透证券规管信息

盈透证券有限公司(以下简称“盈透”)是一家拥有直接市场准入的中介经纪商,为客户提供交易执行、清算、结算和机构经纪服务。我们的业务包括证券与商品经纪,不从事自营交易。

作为一家注册期货佣金商(FCM),盈透遵从商品交易法以及商品期货交易委员会(CFTC)、全国期货协会(NFA)和其所参与的各商品交易所发布的规章制度。

作为一家注册美国经纪交易商,盈透遵从1934年证券交易法以及证券交易委员会(SEC)、金融业监管局(FINRA)和其所参与的各证券交易所发布的规章制度。




财务信息


过去12个月的股本和监管资本:

单位:百万美元

月份 总股本 调整后净资本(推测净资本) 净资本 超出净资本
2022-10 $7,058 $6,326 $6,290 $5,590
2022-09 $6,908 $6,165 $6,130 $5,390
2022-08 $6,865 $6,167 $6,149 $5,360
2022-07 $6,702 $5,972 $5,951 $5,185
2022-06 $6,676 $5,817 $5,796 $5,023
2022-05 $6,758 $5,919 $5,901 $5,111
2022-04 $6,628 $5,796 $5,778 $4,895
2022-03 $6,515 $5,695 $5,663 $4,777
2022-02 $6,498 $5,634 $5,590 $4,700
2022-01 $6,400 $5,719 $5,691 $4,788
2021-12 $6,284 $5,605 $5,581 $4,580
2021-11 $6,353 $5,609 $5,607 $4,542

盈透年度财务报表

精选财务经营综合报告数据

请访问实力和安全页面查看盈透是如何保护客户资金的。

每天,盈透会将需要为其商品客户维持的资金数量和特别指定隔离商品账户中持有的资金数量进行对比,并进行两项日常商品计算:(1) 国内期货隔离资金计算;(2) 国外期货、期权担保金额计算。

美国证券规章制度要求经纪交易商每周至少对客户资金和证券进行一次详细的校对(即“客户储备计算”),以确保客户受保护资金数额的准确性。盈透每天都会进行这种计算。

以下表格列出了过去12个月的日常计算。


国内隔离资金,根据CFTC规章1.20

单位:百万美元

日期 要求 隔离资金 超出额
2022-12-01 $8,039 $8,261 $222
2022-11-30 $7,955 $8,166 $211
2022-11-29 $7,959 $8,184 $225
2022-11-28 $7,914 $8,146 $231
2022-11-25 $7,864 $8,095 $230
2022-11-24 $7,854 $8,108 $253
2022-11-23 $7,872 $8,107 $234
2022-11-22 $7,865 $8,100 $236
2022-11-21 $7,852 $8,089 $238
2022-11-18 $7,843 $8,086 $243
2022-11-17 $7,916 $8,142 $226
2022-11-16 $7,984 $8,225 $241
2022-11-15 $8,003 $8,230 $228
2022-11-14 $7,987 $8,239 $252
2022-11-11 $7,995 $8,229 $235
2022-11-10 $7,973 $8,195 $223
2022-11-09 $8,015 $8,271 $256
2022-11-08 $7,994 $8,449 $455
2022-11-07 $8,238 $8,553 $315
2022-11-04 $8,374 $8,622 $248
2022-11-03 $8,325 $8,580 $255
2022-11-02 $8,272 $8,520 $247
2022-11-01 $8,029 $8,302 $273
2022-10-31 $7,966 $8,237 $271
2022-10-28 $7,868 $8,191 $323
2022-10-27 $8,178 $8,489 $311
2022-10-26 $8,152 $8,424 $272
2022-10-25 $8,055 $8,289 $235
2022-10-24 $8,162 $8,381 $219
2022-10-21 $8,247 $8,459 $213
2022-10-20 $8,356 $8,566 $210
2022-10-19 $8,324 $8,544 $219
2022-10-18 $8,341 $8,556 $215
2022-10-17 $8,384 $8,598 $213
2022-10-14 $8,496 $8,740 $244
2022-10-13 $8,467 $8,681 $214
2022-10-12 $8,481 $8,731 $250
2022-10-11 $8,525 $8,801 $277
2022-10-10 $8,538 $8,809 $271
2022-10-07 $8,604 $8,843 $239
2022-10-06 $8,337 $8,604 $267
2022-10-05 $8,324 $8,606 $282
2022-10-04 $8,350 $8,628 $278
2022-10-03 $8,493 $8,716 $223
2022-09-30 $8,517 $8,819 $301
2022-09-29 $8,490 $8,760 $270
2022-09-28 $8,453 $8,756 $303
2022-09-27 $8,494 $8,704 $210
2022-09-26 $8,474 $8,694 $220
2022-09-23 $8,444 $8,695 $251
2022-09-22 $8,520 $8,732 $212
2022-09-21 $8,473 $8,680 $208
2022-09-20 $8,333 $8,549 $216
2022-09-19 $8,319 $8,523 $204
2022-09-16 $8,350 $8,588 $238
2022-09-15 $8,293 $8,520 $227
2022-09-14 $8,178 $8,435 $256
2022-09-13 $8,265 $8,472 $207
2022-09-12 $8,031 $8,233 $202
2022-09-09 $8,032 $8,233 $201
2022-09-08 $8,005 $8,206 $201
2022-09-07 $7,996 $8,194 $199
2022-09-06 $8,008 $8,242 $234
2022-09-05 $7,941 $8,218 $277
2022-09-02 $8,004 $8,215 $211
2022-09-01 $7,895 $8,135 $240
2022-08-31 $8,017 $8,242 $224
2022-08-30 $8,057 $8,268 $211
2022-08-29 $8,120 $8,325 $205
2022-08-26 $8,050 $8,261 $211
2022-08-25 $7,915 $8,117 $202
2022-08-24 $7,981 $8,182 $201
2022-08-23 $7,977 $8,195 $218
2022-08-22 $7,926 $8,138 $212
2022-08-19 $7,788 $8,001 $213
2022-08-18 $7,713 $7,946 $232
2022-08-17 $7,755 $7,967 $212
2022-08-16 $7,703 $7,911 $208
2022-08-15 $7,723 $7,926 $203
2022-08-12 $7,719 $7,921 $202
2022-08-11 $7,804 $8,006 $202
2022-08-10 $7,760 $7,960 $199
2022-08-09 $7,808 $8,011 $203
2022-08-08 $7,732 $7,963 $231
2022-08-05 $7,692 $7,896 $203
2022-08-04 $7,679 $7,892 $213
2022-08-03 $7,631 $7,833 $202
2022-08-02 $7,690 $7,897 $207
2022-08-01 $7,661 $7,878 $217
2022-07-29 $7,700 $7,902 $202
2022-07-28 $7,701 $7,907 $206
2022-07-27 $7,684 $7,891 $207
2022-07-26 $7,680 $7,885 $205
2022-07-25 $7,599 $7,839 $240
2022-07-22 $7,622 $7,905 $284
2022-07-21 $7,653 $7,875 $223
2022-07-20 $7,728 $7,914 $186
2022-07-19 $7,730 $7,949 $220
2022-07-18 $7,815 $8,028 $213
2022-07-15 $7,720 $7,939 $218
2022-07-14 $7,733 $7,945 $213
2022-07-13 $7,812 $8,015 $203
2022-07-12 $7,711 $7,932 $221
2022-07-11 $7,809 $8,062 $254
2022-07-08 $7,835 $8,040 $205
2022-07-07 $7,785 $8,018 $233
2022-07-06 $7,753 $7,961 $209
2022-07-05 $7,727 $7,943 $217
2022-07-04 $7,895 $8,136 $241
2022-07-01 $7,899 $8,133 $234
2022-06-30 $7,971 $8,221 $250
2022-06-29 $8,131 $8,372 $242
2022-06-28 $8,195 $8,444 $250
2022-06-27 $8,165 $8,394 $229
2022-06-24 $8,148 $8,361 $213
2022-06-23 $8,178 $8,385 $207
2022-06-22 $8,328 $8,566 $238
2022-06-21 $8,384 $8,648 $263
2022-06-20 $8,424 $8,683 $259
2022-06-17 $8,429 $8,680 $250
2022-06-16 $8,625 $8,865 $240
2022-06-15 $8,562 $8,773 $211
2022-06-14 $8,578 $8,818 $240
2022-06-13 $8,677 $8,877 $200
2022-06-10 $8,712 $8,933 $221
2022-06-09 $8,712 $9,028 $316
2022-06-08 $8,805 $9,012 $207
2022-06-07 $8,734 $8,962 $228
2022-06-06 $8,724 $8,955 $231
2022-06-03 $8,695 $8,908 $213
2022-06-02 $8,683 $8,910 $228
2022-06-01 $8,661 $8,898 $237
2022-05-31 $8,638 $8,878 $240
2022-05-30 $8,646 $8,925 $279
2022-05-27 $8,640 $8,920 $280
2022-05-26 $8,718 $8,927 $209
2022-05-25 $8,623 $8,863 $240
2022-05-24 $8,685 $8,896 $211
2022-05-23 $8,663 $8,905 $242
2022-05-20 $8,647 $8,888 $241
2022-05-19 $8,726 $8,925 $199
2022-05-18 $8,629 $8,842 $212
2022-05-17 $8,709 $8,939 $230
2022-05-16 $8,685 $8,960 $275
2022-05-13 $8,628 $8,924 $295
2022-05-12 $8,578 $8,866 $288
2022-05-11 $8,688 $8,949 $262
2022-05-10 $8,631 $8,833 $202
2022-05-09 $8,668 $8,885 $217
2022-05-06 $8,837 $9,085 $248
2022-05-05 $8,856 $9,063 $207
2022-05-04 $8,747 $8,980 $233
2022-05-03 $8,659 $8,906 $246
2022-05-02 $8,710 $8,949 $239
2022-04-29 $8,776 $8,978 $202
2022-04-28 $8,738 $8,957 $219
2022-04-27 $8,712 $8,925 $214
2022-04-26 $8,655 $8,859 $204
2022-04-25 $8,553 $8,757 $204
2022-04-22 $8,630 $8,844 $214
2022-04-21 $8,699 $8,899 $200
2022-04-20 $8,652 $8,863 $211
2022-04-19 $8,656 $8,862 $206
2022-04-18 $8,842 $9,052 $210
2022-04-15 $8,721 $9,034 $312
2022-04-14 $8,816 $9,073 $257
2022-04-13 $8,823 $9,271 $449
2022-04-12 $8,994 $9,210 $216
2022-04-11 $8,798 $9,019 $221
2022-04-08 $8,846 $9,054 $208
2022-04-07 $8,747 $8,952 $205
2022-04-06 $8,688 $8,892 $204
2022-04-05 $8,759 $8,966 $208
2022-04-04 $8,670 $8,902 $232
2022-04-01 $8,625 $8,824 $199
2022-03-31 $8,603 $8,804 $201
2022-03-30 $8,638 $8,852 $214
2022-03-29 $8,459 $8,709 $250
2022-03-28 $8,519 $8,814 $296
2022-03-25 $8,695 $8,974 $279
2022-03-24 $8,568 $8,905 $338
2022-03-23 $8,720 $8,938 $218
2022-03-22 $8,570 $8,794 $224
2022-03-21 $8,613 $8,865 $253
2022-03-18 $8,428 $8,735 $307
2022-03-17 $8,555 $8,758 $203
2022-03-16 $8,363 $8,574 $211
2022-03-15 $8,384 $8,635 $251
2022-03-14 $8,528 $8,725 $197
2022-03-11 $8,587 $8,813 $226
2022-03-10 $8,556 $8,781 $226
2022-03-09 $8,418 $8,684 $266
2022-03-08 $8,732 $8,994 $262
2022-03-07 $8,606 $8,807 $201
2022-03-04 $8,536 $8,744 $208
2022-03-03 $8,362 $8,565 $203
2022-03-02 $8,358 $8,597 $239
2022-03-01 $8,312 $8,521 $209
2022-02-28 $8,092 $8,304 $212
2022-02-25 $8,054 $8,265 $211
2022-02-24 $8,150 $8,359 $209
2022-02-23 $8,216 $8,417 $201
2022-02-22 $8,182 $8,387 $206
2022-02-21 $8,144 $8,328 $184
2022-02-18 $8,099 $8,321 $222
2022-02-17 $8,127 $8,342 $215
2022-02-16 $8,162 $8,365 $203
2022-02-15 $8,065 $8,266 $201
2022-02-14 $8,065 $8,285 $220
2022-02-11 $7,963 $8,222 $259
2022-02-10 $8,033 $8,238 $204
2022-02-09 $7,940 $8,187 $247
2022-02-08 $7,915 $8,174 $258
2022-02-07 $7,936 $8,199 $263
2022-02-04 $7,886 $8,171 $285
2022-02-03 $7,795 $8,125 $330
2022-02-02 $7,903 $8,171 $268
2022-02-01 $7,954 $8,164 $210
2022-01-31 $7,857 $8,085 $227
2022-01-28 $7,776 $8,045 $269
2022-01-27 $7,677 $8,009 $332
2022-01-26 $7,823 $8,171 $347
2022-01-25 $7,943 $8,145 $202
2022-01-24 $7,871 $8,083 $212
2022-01-21 $7,823 $8,060 $237
2022-01-20 $8,050 $8,286 $235
2022-01-19 $7,866 $8,146 $279
2022-01-18 $7,896 $8,082 $186
2022-01-17 $7,787 $8,125 $338
2022-01-14 $7,833 $8,103 $270
2022-01-13 $7,865 $8,066 $201
2022-01-12 $7,903 $8,133 $230
2022-01-11 $7,869 $8,100 $232
2022-01-10 $7,765 $7,970 $205
2022-01-07 $7,796 $8,024 $228
2022-01-06 $7,811 $8,015 $204
2022-01-05 $7,824 $8,034 $210
2022-01-04 $7,815 $8,134 $319
2022-01-03 $7,818 $8,108 $290
2021-12-31 $7,886 $8,141 $255
2021-12-30 $7,955 $8,195 $240
2021-12-29 $7,996 $8,196 $199
2021-12-28 $7,792 $8,018 $226
2021-12-27 $7,781 $8,048 $267
2021-12-24 $7,748 $8,015 $267
2021-12-23 $7,787 $8,070 $284
2021-12-22 $7,806 $8,057 $251
2021-12-21 $7,746 $8,033 $286
2021-12-20 $7,676 $7,876 $200
2021-12-17 $7,555 $7,782 $228
2021-12-16 $7,666 $7,866 $200
2021-12-15 $7,651 $7,864 $212
2021-12-14 $7,612 $7,861 $249
2021-12-13 $7,664 $7,918 $254
2021-12-10 $7,698 $8,001 $304
2021-12-09 $7,764 $7,967 $203
2021-12-08 $7,853 $8,057 $204
2021-12-07 $7,795 $8,012 $217
2021-12-06 $7,671 $7,926 $255
2021-12-03 $7,599 $7,802 $203
2021-12-02 $7,536 $7,756 $219
2021-12-01 $7,430 $7,685 $254

国外担保数额,根据CFTC规章30.7

单位:百万美元

日期 要求 担保资金 超出额
2022-12-01 $706 $826 $120
2022-11-30 $707 $834 $127
2022-11-29 $698 $826 $128
2022-11-28 $692 $821 $129
2022-11-25 $692 $818 $125
2022-11-24 $689 $823 $133
2022-11-23 $690 $809 $119
2022-11-22 $683 $805 $123
2022-11-21 $681 $810 $128
2022-11-18 $685 $812 $127
2022-11-17 $689 $837 $148
2022-11-16 $691 $825 $135
2022-11-15 $687 $839 $152
2022-11-14 $675 $826 $151
2022-11-11 $675 $816 $141
2022-11-10 $656 $801 $144
2022-11-09 $675 $811 $136
2022-11-08 $694 $833 $139
2022-11-07 $696 $838 $142
2022-11-04 $696 $832 $136
2022-11-03 $668 $790 $121
2022-11-02 $666 $787 $121
2022-11-01 $660 $793 $133
2022-10-31 $656 $779 $123
2022-10-28 $653 $776 $122
2022-10-27 $658 $785 $128
2022-10-26 $679 $799 $120
2022-10-25 $694 $821 $127
2022-10-24 $693 $813 $120
2022-10-21 $713 $838 $125
2022-10-20 $697 $819 $122
2022-10-19 $689 $819 $130
2022-10-18 $688 $814 $126
2022-10-17 $688 $820 $132
2022-10-14 $687 $814 $126
2022-10-13 $687 $813 $127
2022-10-12 $690 $827 $137
2022-10-11 $696 $829 $133
2022-10-10 $686 $842 $157
2022-10-07 $683 $839 $156
2022-10-06 $670 $855 $185
2022-10-05 $670 $879 $210
2022-10-04 $662 $863 $201
2022-10-03 $667 $834 $167
2022-09-30 $684 $824 $140
2022-09-29 $703 $851 $148
2022-09-28 $710 $841 $130
2022-09-27 $719 $864 $145
2022-09-26 $707 $852 $145
2022-09-23 $673 $800 $127
2022-09-22 $675 $790 $115
2022-09-21 $670 $794 $125
2022-09-20 $669 $791 $122
2022-09-19 $656 $780 $123
2022-09-16 $659 $780 $121
2022-09-15 $649 $769 $120
2022-09-14 $636 $758 $122
2022-09-13 $627 $751 $124
2022-09-12 $622 $753 $131
2022-09-09 $621 $741 $120
2022-09-08 $620 $743 $123
2022-09-07 $614 $736 $122
2022-09-06 $613 $738 $125
2022-09-05 $613 $741 $128
2022-09-02 $608 $742 $134
2022-09-01 $610 $744 $134
2022-08-31 $611 $736 $125
2022-08-30 $607 $727 $120
2022-08-29 $608 $746 $137
2022-08-26 $598 $728 $130
2022-08-25 $595 $745 $150
2022-08-24 $596 $734 $138
2022-08-23 $594 $716 $122
2022-08-22 $596 $720 $124
2022-08-19 $592 $720 $128
2022-08-18 $588 $710 $122
2022-08-17 $590 $710 $120
2022-08-16 $583 $708 $125
2022-08-15 $582 $707 $125
2022-08-12 $582 $704 $122
2022-08-11 $581 $715 $135
2022-08-10 $579 $699 $120
2022-08-09 $577 $697 $120
2022-08-08 $578 $703 $126
2022-08-05 $580 $704 $124
2022-08-04 $580 $706 $126
2022-08-03 $578 $699 $120
2022-08-02 $579 $700 $121
2022-08-01 $581 $711 $130
2022-07-29 $581 $702 $121
2022-07-28 $584 $709 $125
2022-07-27 $586 $709 $123
2022-07-26 $583 $712 $129
2022-07-25 $586 $716 $130
2022-07-22 $594 $720 $126
2022-07-21 $600 $721 $121
2022-07-20 $598 $721 $123
2022-07-19 $600 $730 $131
2022-07-18 $603 $722 $120
2022-07-15 $601 $720 $120
2022-07-14 $604 $729 $125
2022-07-13 $604 $723 $120
2022-07-12 $602 $722 $120
2022-07-11 $604 $737 $133
2022-07-08 $614 $748 $134
2022-07-07 $616 $737 $121
2022-07-06 $609 $750 $141
2022-07-05 $621 $750 $129
2022-07-04 $640 $777 $136
2022-07-01 $627 $761 $134
2022-06-30 $650 $786 $136
2022-06-29 $655 $794 $139
2022-06-28 $671 $807 $136
2022-06-27 $654 $815 $161
2022-06-24 $636 $804 $168
2022-06-23 $630 $791 $161
2022-06-22 $660 $817 $158
2022-06-21 $671 $843 $172
2022-06-20 $663 $788 $125
2022-06-17 $662 $787 $125
2022-06-16 $671 $792 $122
2022-06-15 $683 $821 $138
2022-06-14 $657 $789 $132
2022-06-13 $642 $783 $141
2022-06-10 $628 $755 $127
2022-06-09 $619 $744 $125
2022-06-08 $614 $742 $128
2022-06-07 $599 $719 $119
2022-06-06 $605 $735 $130
2022-06-03 $592 $712 $120
2022-06-02 $590 $719 $130
2022-06-01 $590 $711 $121
2022-05-31 $589 $713 $125
2022-05-30 $582 $708 $126
2022-05-27 $578 $704 $126
2022-05-26 $574 $695 $121
2022-05-25 $564 $685 $121
2022-05-24 $565 $687 $122
2022-05-23 $569 $687 $118
2022-05-20 $566 $693 $127
2022-05-19 $564 $703 $139
2022-05-18 $566 $688 $123
2022-05-17 $577 $695 $119
2022-05-16 $569 $702 $133
2022-05-13 $564 $693 $129
2022-05-12 $554 $686 $132
2022-05-11 $565 $685 $121
2022-05-10 $561 $698 $137
2022-05-09 $571 $704 $133
2022-05-06 $577 $698 $120
2022-05-05 $575 $697 $122
2022-05-04 $573 $704 $131
2022-05-03 $566 $687 $122
2022-05-02 $569 $711 $141
2022-04-29 $571 $700 $129
2022-04-28 $565 $718 $153
2022-04-27 $554 $686 $132
2022-04-26 $555 $678 $122
2022-04-25 $557 $679 $122
2022-04-22 $570 $692 $121
2022-04-21 $567 $688 $122
2022-04-20 $562 $682 $120
2022-04-19 $566 $686 $120
2022-04-18 $567 $701 $134
2022-04-15 $571 $702 $131
2022-04-14 $572 $693 $121
2022-04-13 $568 $688 $120
2022-04-12 $568 $691 $123
2022-04-11 $567 $695 $128
2022-04-08 $562 $683 $121
2022-04-07 $560 $692 $132
2022-04-06 $557 $679 $121
2022-04-05 $556 $678 $122
2022-04-04 $553 $689 $136
2022-04-01 $554 $692 $138
2022-03-31 $552 $684 $132
2022-03-30 $562 $704 $142
2022-03-29 $548 $667 $119
2022-03-28 $541 $663 $121
2022-03-25 $539 $661 $121
2022-03-24 $540 $665 $126
2022-03-23 $540 $661 $121
2022-03-22 $538 $659 $121
2022-03-21 $533 $654 $121
2022-03-18 $530 $656 $126
2022-03-17 $532 $655 $123
2022-03-16 $520 $654 $134
2022-03-15 $490 $640 $150
2022-03-14 $496 $663 $167
2022-03-11 $499 $623 $124
2022-03-10 $494 $621 $127
2022-03-09 $491 $615 $124
2022-03-08 $478 $612 $134
2022-03-07 $475 $607 $133
2022-03-04 $477 $601 $124
2022-03-03 $479 $603 $124
2022-03-02 $484 $606 $122
2022-03-01 $489 $624 $135
2022-02-28 $496 $625 $129
2022-02-25 $495 $625 $131
2022-02-24 $491 $620 $129
2022-02-23 $498 $621 $122
2022-02-22 $494 $620 $126
2022-02-21 $498 $642 $145
2022-02-18 $509 $650 $141
2022-02-17 $512 $675 $164
2022-02-16 $507 $628 $121
2022-02-15 $502 $622 $120
2022-02-14 $497 $630 $132
2022-02-11 $501 $623 $122
2022-02-10 $506 $627 $120
2022-02-09 $500 $625 $124
2022-02-08 $491 $617 $125
2022-02-07 $493 $619 $127
2022-02-04 $490 $620 $129
2022-02-03 $486 $621 $135
2022-02-02 $485 $606 $121
2022-02-01 $482 $605 $122
2022-01-31 $475 $606 $130
2022-01-28 $469 $593 $124
2022-01-27 $474 $619 $145
2022-01-26 $482 $608 $126
2022-01-25 $474 $604 $131
2022-01-24 $479 $632 $153
2022-01-21 $493 $632 $139
2022-01-20 $498 $626 $128
2022-01-19 $486 $608 $122
2022-01-18 $484 $614 $129
2022-01-17 $487 $608 $121
2022-01-14 $485 $623 $138
2022-01-13 $491 $618 $127
2022-01-12 $495 $621 $125
2022-01-11 $486 $606 $119
2022-01-10 $485 $608 $123
2022-01-07 $485 $607 $122
2022-01-06 $480 $602 $122
2022-01-05 $488 $617 $129
2022-01-04 $488 $609 $121
2022-01-03 $489 $625 $136
2021-12-31 $490 $613 $124
2021-12-30 $491 $627 $136
2021-12-29 $490 $618 $128
2021-12-28 $500 $622 $122
2021-12-27 $495 $622 $127
2021-12-24 $494 $619 $125
2021-12-23 $493 $615 $123
2021-12-22 $489 $610 $121
2021-12-21 $479 $599 $120
2021-12-20 $475 $595 $120
2021-12-17 $480 $602 $122
2021-12-16 $493 $615 $122
2021-12-15 $487 $630 $143
2021-12-14 $490 $612 $122
2021-12-13 $498 $622 $124
2021-12-10 $495 $617 $122
2021-12-09 $500 $635 $135
2021-12-08 $500 $622 $122
2021-12-07 $494 $616 $122
2021-12-06 $481 $603 $122
2021-12-03 $478 $606 $128
2021-12-02 $477 $617 $140
2021-12-01 $480 $608 $128

CFTC规则1.55(o)(1)(iv)披露12/31/2014


CFTC计算详情
证券客户储备,根据SEC规定15c3-3

单位:百万美元

日期 要求 隔离资金 超出额
2022-11-30 $27,455 $27,752 $297
2022-11-29 $27,267 $27,624 $357
2022-11-28 $27,157 $27,396 $239
2022-11-25 $27,027 $27,308 $281
2022-11-24 $27,397 $27,657 $260
2022-11-22 $27,687 $27,973 $286
2022-11-21 $27,362 $27,655 $294
2022-11-18 $27,774 $28,058 $285
2022-11-17 $28,217 $28,449 $233
2022-11-16 $28,170 $28,380 $210
2022-11-15 $28,334 $28,664 $330
2022-11-14 $27,713 $28,181 $467
2022-11-11 $27,059 $27,293 $234
2022-11-10 $26,781 $27,129 $349
2022-11-09 $26,621 $27,128 $507
2022-11-08 $26,873 $27,179 $305
2022-11-07 $26,904 $27,289 $386
2022-11-04 $27,327 $27,578 $251
2022-11-03 $27,147 $27,344 $196
2022-11-02 $27,429 $27,679 $251
2022-11-01 $27,372 $27,584 $212
2022-10-31 $26,844 $27,167 $323
2022-10-28 $26,254 $26,504 $251
2022-10-27 $25,970 $26,221 $251
2022-10-26 $26,557 $26,967 $410
2022-10-25 $27,168 $27,612 $444
2022-10-24 $26,934 $27,514 $581
2022-10-21 $27,213 $27,464 $251
2022-10-20 $27,357 $27,607 $250
2022-10-19 $27,538 $27,788 $251
2022-10-18 $27,374 $27,625 $251
2022-10-17 $27,243 $27,543 $300
2022-10-14 $27,366 $27,606 $239
2022-10-13 $27,598 $27,848 $251
2022-10-12 $28,169 $28,420 $252
2022-10-11 $27,945 $28,273 $328
2022-10-10 $26,983 $27,234 $251
2022-10-07 $26,716 $27,712 $996
2022-10-06 $27,078 $27,712 $635
2022-10-05 $27,298 $27,549 $251
2022-10-04 $27,122 $27,373 $251
2022-10-03 $26,709 $26,989 $280
2022-09-30 $26,372 $26,797 $425
2022-09-29 $26,489 $26,686 $197
2022-09-28 $26,112 $26,363 $251
2022-09-27 $26,203 $26,862 $659
2022-09-26 $26,024 $26,276 $252
2022-09-23 $25,797 $26,048 $251
2022-09-22 $25,820 $26,070 $250
2022-09-21 $25,628 $25,879 $251
2022-09-20 $25,974 $26,341 $367
2022-09-19 $25,879 $26,130 $251
2022-09-16 $25,904 $26,126 $222
2022-09-15 $25,691 $25,946 $255
2022-09-14 $25,510 $25,722 $212
2022-09-13 $25,558 $25,833 $275
2022-09-12 $25,464 $25,660 $196
2022-09-09 $25,393 $25,578 $185
2022-09-08 $25,274 $25,511 $237
2022-09-07 $24,937 $25,188 $251
2022-09-06 $25,167 $25,570 $403
2022-09-05 $25,241 $25,494 $253
2022-09-01 $25,468 $25,821 $353
2022-08-31 $24,616 $24,869 $253
2022-08-30 $24,886 $25,138 $251
2022-08-29 $24,982 $25,244 $262
2022-08-26 $25,433 $25,684 $252
2022-08-25 $25,431 $25,690 $258
2022-08-24 $25,743 $26,140 $397
2022-08-23 $25,695 $25,945 $250
2022-08-22 $24,999 $25,217 $218
2022-08-19 $24,915 $25,166 $251
2022-08-18 $24,635 $24,885 $251
2022-08-17 $24,374 $24,649 $275
2022-08-16 $24,568 $24,818 $251
2022-08-15 $24,731 $24,977 $246
2022-08-12 $25,040 $25,342 $302
2022-08-11 $25,242 $25,560 $318
2022-08-10 $24,909 $25,160 $251
2022-08-09 $24,637 $24,872 $235
2022-08-08 $24,406 $24,604 $198
2022-08-05 $24,608 $24,957 $349
2022-08-04 $24,457 $24,693 $236
2022-08-03 $24,522 $24,835 $314
2022-08-02 $24,491 $24,817 $326
2022-08-01 $24,629 $24,880 $251
2022-07-29 $24,707 $25,095 $388
2022-07-28 $24,822 $25,109 $287
2022-07-27 $24,463 $24,864 $402
2022-07-26 $24,425 $24,690 $265
2022-07-25 $24,046 $24,316 $270
2022-07-22 $24,264 $24,456 $191
2022-07-21 $24,656 $25,082 $425
2022-07-20 $24,493 $24,940 $447
2022-07-19 $24,520 $24,768 $248
2022-07-18 $24,463 $24,650 $187
2022-07-15 $23,936 $24,136 $200
2022-07-14 $23,975 $24,296 $321
2022-07-13 $23,481 $23,731 $250
2022-07-12 $23,762 $24,048 $286
2022-07-11 $23,969 $24,258 $289
2022-07-08 $23,507 $23,868 $360
2022-07-07 $23,629 $23,879 $251
2022-07-06 $23,680 $23,931 $251
2022-07-05 $23,779 $24,030 $251
2022-07-04 $23,583 $23,921 $337
2022-06-30 $23,677 $24,017 $339
2022-06-29 $23,719 $24,071 $352
2022-06-28 $24,112 $24,473 $360
2022-06-27 $23,410 $23,690 $281
2022-06-24 $23,935 $24,121 $186
2022-06-23 $23,656 $23,882 $226
2022-06-22 $23,484 $23,803 $318
2022-06-21 $23,436 $23,861 $425
2022-06-20 $23,080 $23,282 $201
2022-06-16 $23,212 $23,506 $294
2022-06-15 $23,071 $23,429 $359
2022-06-14 $22,166 $22,531 $365
2022-06-13 $22,166 $22,426 $260
2022-06-10 $21,576 $21,827 $251
2022-06-09 $21,794 $22,046 $251
2022-06-08 $21,728 $21,962 $234
2022-06-07 $21,743 $21,949 $205
2022-06-06 $22,043 $22,346 $303
2022-06-03 $21,781 $22,034 $253
2022-06-02 $21,602 $21,820 $218
2022-06-01 $21,396 $21,664 $268
2022-05-31 $20,894 $21,145 $251
2022-05-30 $20,526 $20,727 $200
2022-05-26 $20,577 $20,831 $254
2022-05-25 $20,654 $20,909 $255
2022-05-24 $20,820 $21,095 $276
2022-05-23 $20,940 $21,288 $348
2022-05-20 $20,634 $20,829 $195
2022-05-19 $20,697 $21,000 $303
2022-05-18 $20,455 $20,740 $285
2022-05-17 $21,378 $21,688 $310
2022-05-16 $20,887 $21,139 $252
2022-05-13 $20,480 $20,770 $290
2022-05-12 $19,662 $19,871 $208
2022-05-11 $19,190 $19,478 $288
2022-05-10 $17,933 $18,216 $283
2022-05-09 $18,241 $18,519 $278
2022-05-06 $17,911 $18,235 $324
2022-05-05 $17,687 $17,893 $206
2022-05-04 $17,949 $18,112 $163
2022-05-03 $17,574 $17,896 $323
2022-05-02 $18,258 $18,517 $259
2022-04-29 $17,842 $18,030 $189
2022-04-28 $17,854 $18,043 $189
2022-04-27 $17,626 $17,846 $220
2022-04-26 $17,036 $17,250 $214
2022-04-25 $17,099 $17,409 $310
2022-04-22 $16,267 $16,572 $304
2022-04-21 $16,464 $16,717 $253
2022-04-20 $16,913 $17,105 $192
2022-04-19 $17,114 $17,425 $311
2022-04-18 $17,726 $17,915 $189
2022-04-15 $18,377 $18,608 $231
2022-04-13 $17,922 $18,102 $180
2022-04-12 $17,533 $17,782 $249
2022-04-11 $17,917 $18,223 $306
2022-04-08 $17,760 $17,969 $209
2022-04-07 $17,577 $17,775 $198
2022-04-06 $17,086 $17,327 $241
2022-04-05 $17,478 $17,718 $239
2022-04-04 $17,353 $17,488 $135
2022-04-01 $17,505 $17,755 $250
2022-03-31 $17,282 $17,475 $193
2022-03-30 $17,731 $17,997 $266
2022-03-29 $18,264 $18,549 $285
2022-03-28 $18,252 $18,545 $293
2022-03-25 $18,518 $18,778 $260
2022-03-24 $19,497 $19,640 $143
2022-03-23 $20,148 $20,361 $214
2022-03-22 $21,023 $21,338 $315
2022-03-21 $20,444 $20,650 $206
2022-03-18 $20,450 $20,568 $118
2022-03-17 $19,764 $20,047 $283
2022-03-16 $19,804 $20,045 $241
2022-03-15 $19,033 $19,279 $246
2022-03-14 $18,628 $18,873 $245
2022-03-11 $18,342 $18,493 $151
2022-03-10 $18,395 $18,644 $250
2022-03-09 $17,792 $17,999 $206
2022-03-08 $16,994 $17,205 $211
2022-03-07 $16,529 $16,729 $199
2022-03-04 $16,573 $16,801 $228
2022-03-03 $16,409 $16,711 $302
2022-03-02 $17,101 $17,378 $277
2022-03-01 $16,584 $16,733 $149
2022-02-28 $16,338 $16,651 $314
2022-02-25 $15,644 $15,979 $335
2022-02-24 $15,266 $15,508 $242
2022-02-23 $14,703 $14,969 $266
2022-02-22 $14,828 $15,050 $222
2022-02-21 $14,202 $14,449 $247
2022-02-17 $14,324 $14,604 $279
2022-02-16 $14,207 $14,506 $299
2022-02-15 $14,594 $14,869 $275
2022-02-14 $14,167 $14,439 $272
2022-02-11 $13,785 $13,995 $210
2022-02-10 $14,366 $14,695 $329
2022-02-09 $14,232 $14,388 $156
2022-02-08 $14,522 $14,778 $257
2022-02-07 $14,729 $14,954 $225
2022-02-04 $14,581 $14,839 $258
2022-02-03 $15,201 $15,377 $176
2022-02-02 $15,650 $15,869 $219
2022-02-01 $15,717 $15,983 $265
2022-01-31 $15,522 $15,762 $240
2022-01-28 $14,849 $15,089 $241
2022-01-27 $14,097 $14,362 $265
2022-01-26 $14,369 $14,680 $312
2022-01-25 $12,568 $12,779 $212
2022-01-24 $12,408 $12,649 $241
2022-01-21 $11,760 $11,984 $224
2022-01-20 $11,470 $11,784 $315
2022-01-19 $11,584 $11,859 $275
2022-01-18 $11,210 $11,488 $278
2022-01-17 $10,715 $10,906 $191
2022-01-13 $10,762 $10,961 $199
2022-01-12 $11,290 $11,569 $279
2022-01-11 $10,748 $10,993 $245
2022-01-10 $11,487 $11,762 $275
2022-01-07 $11,284 $11,534 $250
2022-01-06 $10,752 $10,976 $224
2022-01-05 $10,832 $11,076 $245
2022-01-04 $11,463 $11,689 $226
2022-01-03 $10,725 $10,957 $232
2021-12-31 $10,709 $10,845 $137
2021-12-30 $11,041 $11,296 $255
2021-12-29 $10,740 $11,023 $283
2021-12-28 $10,765 $10,971 $206
2021-12-27 $11,054 $11,299 $244
2021-12-24 $11,470 $11,727 $257
2021-12-22 $11,889 $12,105 $216
2021-12-21 $11,819 $12,087 $268
2021-12-20 $11,186 $11,412 $226
2021-12-17 $11,186 $11,424 $237
2021-12-16 $10,877 $11,154 $277
2021-12-15 $10,733 $10,996 $263
2021-12-14 $10,662 $10,891 $228
2021-12-13 $10,977 $11,221 $243
2021-12-10 $10,741 $11,028 $288
2021-12-09 $11,197 $11,446 $250
2021-12-08 $11,968 $12,235 $266
2021-12-07 $12,059 $12,272 $213
2021-12-06 $11,894 $12,114 $220
2021-12-03 $11,668 $11,893 $224
2021-12-02 $11,313 $11,605 $292
2021-12-01 $10,791 $11,034 $243

以下表格列出了盈透应付客户的国内和国外商品资金的集合数据,由占这些数额50%的最小盈透客户数量表示。

表格中的“不适用”表示结算假日。

日期 国内隔离 国外担保
占应付客户资金数额50%的最小客户数量。
2022-12-01 262 43
2022-11-30 268 43
2022-11-29 257 45
2022-11-28 261 45
2022-11-25 264 45
2022-11-24 266 45
2022-11-23 268 44
2022-11-22 268 44
2022-11-21 268 44
2022-11-18 274 44
2022-11-17 274 43
2022-11-16 267 42
2022-11-15 272 43
2022-11-14 269 45
2022-11-11 269 44
2022-11-10 272 46
2022-11-09 257 43
2022-11-08 261 40
2022-11-07 234 40
2022-11-04 224 41
2022-11-03 221 44
2022-11-02 228 44
2022-11-01 251 44
2022-10-31 257 43
2022-10-28 270 43
2022-10-27 246 43
2022-10-26 252 39
2022-10-25 255 37
2022-10-24 245 35
2022-10-21 241 35
2022-10-20 227 37
2022-10-19 228 38
2022-10-18 232 39
2022-10-17 230 38
2022-10-14 218 39
2022-10-13 228 39
2022-10-12 215 39
2022-10-11 218 39
2022-10-10 222 40
2022-10-07 223 40
2022-10-06 243 43
2022-10-05 247 42
2022-10-04 249 41
2022-10-03 228 40
2022-09-30 217 38
2022-09-29 222 36
2022-09-28 229 34
2022-09-27 219 34
2022-09-26 218 35
2022-09-23 220 39
2022-09-22 221 39
2022-09-21 225 40
2022-09-20 234 42
2022-09-19 238 42
2022-09-16 236 42
2022-09-15 246 43
2022-09-14 258 45
2022-09-13 254 48
2022-09-12 266 50
2022-09-09 268 51
2022-09-08 269 49
2022-09-07 271 49
2022-09-06 272 49
2022-09-05 276 50
2022-09-02 273 50
2022-09-01 283 50
2022-08-31 273 50
2022-08-30 269 50
2022-08-29 263 50
2022-08-26 264 52
2022-08-25 277 52
2022-08-24 270 51
2022-08-23 273 51
2022-08-22 271 51
2022-08-19 279 52
2022-08-18 283 53
2022-08-17 280 52
2022-08-16 284 53
2022-08-15 279 54
2022-08-12 280 55
2022-08-11 277 55
2022-08-10 279 55
2022-08-09 269 55
2022-08-08 277 56
2022-08-05 280 56
2022-08-04 279 56
2022-08-03 285 57
2022-08-02 280 57
2022-08-01 284 57
2022-07-29 283 57
2022-07-28 282 58
2022-07-27 278 57
2022-07-26 273 58
2022-07-25 279 56
2022-07-22 281 54
2022-07-21 281 54
2022-07-20 274 54
2022-07-19 271 53
2022-07-18 261 53
2022-07-15 269 54
2022-07-14 270 54
2022-07-13 265 54
2022-07-12 270 55
2022-07-11 265 55
2022-07-08 265 53
2022-07-07 271 53
2022-07-06 267 54
2022-07-05 273 52
2022-07-04 256 49
2022-07-01 259 50
2022-06-30 253 47
2022-06-29 243 46
2022-06-28 242 44
2022-06-27 247 48
2022-06-24 248 50
2022-06-23 242 50
2022-06-22 230 46
2022-06-21 228 44
2022-06-20 220 44
2022-06-17 221 44
2022-06-16 213 42
2022-06-15 219 40
2022-06-14 215 41
2022-06-13 212 41
2022-06-10 210 43
2022-06-09 209 45
2022-06-08 199 46
2022-06-07 203 48
2022-06-06 201 47
2022-06-03 204 48
2022-06-02 207 49
2022-06-01 204 48
2022-05-31 206 49
2022-05-30 208 49
2022-05-27 211 50
2022-05-26 204 50
2022-05-25 205 52
2022-05-24 203 53
2022-05-23 206 52
2022-05-20 205 51
2022-05-19 201 51
2022-05-18 206 51
2022-05-17 204 48
2022-05-16 201 48
2022-05-13 202 49
2022-05-12 202 50
2022-05-11 196 49
2022-05-10 199 50
2022-05-09 196 49
2022-05-06 191 48
2022-05-05 193 47
2022-05-04 203 49
2022-05-03 200 50
2022-05-02 199 49
2022-04-29 193 48
2022-04-28 198 49
2022-04-27 193 50
2022-04-26 197 49
2022-04-25 204 49
2022-04-22 203 47
2022-04-21 205 47
2022-04-20 208 48
2022-04-19 209 47
2022-04-18 199 46
2022-04-15 202 46
2022-04-14 201 45
2022-04-13 203 46
2022-04-12 183 45
2022-04-11 189 46
2022-04-08 187 46
2022-04-07 191 46
2022-04-06 192 46
2022-04-05 194 46
2022-04-04 196 46
2022-04-01 199 46
2022-03-31 205 47
2022-03-30 203 46
2022-03-29 211 48
2022-03-28 209 48
2022-03-25 202 47
2022-03-24 210 46
2022-03-23 196 47
2022-03-22 202 47
2022-03-21 197 47
2022-03-18 206 47
2022-03-17 200 47
2022-03-16 205 49
2022-03-15 199 50
2022-03-14 191 49
2022-03-11 194 46
2022-03-10 198 50
2022-03-09 206 50
2022-03-08 194 50
2022-03-07 197 49
2022-03-04 197 50
2022-03-03 209 51
2022-03-02 208 49
2022-03-01 208 47
2022-02-28 220 47
2022-02-25 224 48
2022-02-24 224 46
2022-02-23 216 47
2022-02-22 219 48
2022-02-21 218 47
2022-02-18 216 43
2022-02-17 220 43
2022-02-16 216 46
2022-02-15 221 47
2022-02-14 225 48
2022-02-11 231 48
2022-02-10 227 47
2022-02-09 230 47
2022-02-08 227 50
2022-02-07 222 49
2022-02-04 226 49
2022-02-03 228 49
2022-02-02 224 47
2022-02-01 217 47
2022-01-31 222 49
2022-01-28 224 50
2022-01-27 231 48
2022-01-26 220 47
2022-01-25 207 50
2022-01-24 213 49
2022-01-21 222 47
2022-01-20 212 46
2022-01-19 226 49
2022-01-18 220 49
2022-01-17 232 48
2022-01-14 227 48
2022-01-13 226 48
2022-01-12 224 46
2022-01-11 224 47
2022-01-10 224 48
2022-01-07 219 47
2022-01-06 214 47
2022-01-05 218 46
2022-01-04 219 45
2022-01-03 215 45
2021-12-31 202 45
2021-12-30 200 45
2021-12-29 201 45
2021-12-28 229 43
2021-12-27 235 43
2021-12-24 233 44
2021-12-23 233 45
2021-12-22 227 44
2021-12-21 232 45
2021-12-20 227 45
2021-12-17 240 45
2021-12-16 235 43
2021-12-15 232 44
2021-12-14 231 43
2021-12-13 226 42
2021-12-10 230 42
2021-12-09 224 42
2021-12-08 223 43
2021-12-07 228 43
2021-12-06 227 43
2021-12-03 237 44
2021-12-02 253 45
2021-12-01 261 45

盈透不从事自营交易。但是,某些盈透附属成员(包括受共同控制实体及盈透雇员)持有盈透账户以为其自身目的进行交易。出于监管考虑,盈透的附属成员不被视为客户对待。

以下表格列出了过去12个月从事自营交易的附属成员账户之保证金要求占盈透客户总保证金要求的百分比。

单位:百万美元

月份 附属成员自营保证金要求 盈透客户总保证金要求 附属成员自营保证金要求占盈透客户总保证金要求的百分比
2022-10 $16 $2,251 0.70%
2022-09 $15 $2,297 0.67%
2022-08 $16 $2,027 0.78%
2022-07 $16 $1,889 0.87%
2022-06 $17 $1,919 0.86%
2022-05 $18 $2,126 0.86%
2022-04 $26 $2,172 1.20%
2022-03 $27 $2,310 1.16%
2022-02 $20 $2,037 0.96%
2022-01 $18 $2,028 0.91%
2021-12 $21 $2,110 0.98%
2021-11 $25 $2,157 1.16%



规管披露

请点击下方查看CFTC规则1.55(K)所要求的盈透证券公司特定披露文件。
盈透证券公司特定披露文件,根据CFTC规则1.55(K)和NFA规则2-36(n)




其他信息

其他信息可在全国期货协会网站上获取。在其BASIC系统(http://www.nfa.futures.org/basicnet/)中搜索“Interactive Brokers LLC”,然后点击“Interactive Brokers LLC”,再点击“View Financial Information”,就可以查看FCM资金报告(FCM Capital Report)(每月更新)、FCM客户隔离资金报告(FCM Customer Segregated Funds Report)(每半个月更新)、FCM客户担保金额资金报告(FCM Customer Secured Amount Funds Report)(每半个月更新)以及FCM清算掉期客户抵押报告(FCM Cleared Swaps Customer Collateral Report)(每半个月更新)中的数据。

有关所有期货佣金商的其他财务信息可在商品期货交易佣金(Commodity Futures Trading Commission)中查看此处