1.2
Interactive Brokers
2021
3
2021-10-12T18:03:37Z
2021
7
82.17
0.25
19.81
76.85
3.09
Nasdaq Stock Market
XNAS
45.22
2.96
6.46
55.81
33.76
-33
-3.4679
-74614
-25.3451
302127
25.6644
-20391
-7.4677
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
19.88
0.00
3.88
22.29
64.00
0
-30437
-16.0989
131821
18.0252
-21842
-6.8344
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
8.56
0.00
2.46
10.45
1.29
0
-42745
-24.0102
15341
25.1537
-11
-5.0891
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
5.79
0.00
29.00
0.05
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
NYSE Arca
ARCX
5.12
0.00
3.37
5.79
0.00
0
-52802
-28.5928
5146
21.3725
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IEX
IEXD
2.07
0.00
7.14
0.85
0.14
0
-6500
-6.9319
-931
-4.0906
-1
-6.7943
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
HRT Execution Services LLC
HRTX
1.56
0.00
7.87
0.00
0.00
0
0
0.0000
0
0
MEMX LLC
MEMX
1.52
0.00
2.38
1.37
0.00
0
-24474
-25.6578
14472
33.2187
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE BYX Exchange
BATY
1.44
0.00
1.26
1.54
0.15
0
536
1.5681
-39
-1.2817
-0
-6.7846
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
89.11
0.27
24.32
71.53
3.88
Nasdaq Stock Market
XNAS
36.60
0.74
8.38
46.22
38.68
-70
-4.5395
-1338899
-28.0241
3950500
25.4526
-68582
-6.5827
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
NYSD
14.28
0.00
2.43
17.43
31.49
0
-264428
-21.5787
1198990
18.1127
-43873
-6.6447
NYSE Arca
ARCX
13.57
0.00
5.86
15.72
23.21
0
-975860
-28.6063
522850
25.6182
-35735
-10.7248
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
10.98
0.00
4.76
13.68
0.98
0
-884237
-27.7199
341335
20.7738
-191
-7.5523
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
4.58
0.00
18.45
0.13
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
IEX
IEXD
2.43
0.00
8.06
0.64
0.32
0
-44275
-7.2334
-4283
-2.7886
-9
-7.3427
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
UBS ATS
UBSA
2.08
0.00
8.54
0.00
0.00
0
0
0.0000
0
0
Citadel Securities "PRO"
CDRG
1.74
0.00
7.14
0.00
0.00
0
0
0.0000
0
0
MEMX LLC
MEMX
1.55
0.00
3.01
1.15
0.00
0
-420540
-25.8227
147471
33.0987
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
HRT Execution Services LLC
HRTX
1.46
0.00
6.01
0.00
0.00
0
0
0.0000
0
0
CBOE BYX Exchange
BATY
1.37
0.00
1.53
1.39
0.21
0
11719
1.6853
-1009
-3.2561
-4
-12.1406
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
99.88
0.07
7.50
44.89
47.53
CBOE C2 Exchange
C2OX
15.75
13.09
4.56
11.18
21.84
1785
36.0390
-716909
-42.2020
814247
38.5258
366123
13.7476
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Chicago Board Options Exchange
XCBO
14.18
8.06
5.44
19.29
10.74
-369
-30.3678
1591063
178.8352
162763
3.0391
-985076
-29.4266
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca Options
ARCO
12.32
27.69
6.50
15.45
10.27
-115
-1.0958
-593871
-56.3260
353635
65.3419
653961
42.4624
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Options Market
XNDQ
11.58
0.00
7.78
24.50
0.00
0
-862096
-42.1637
1761234
48.6721
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe EDGX Options Exchange
EDGO
9.11
0.00
6.75
3.35
14.95
0
898946
77.4337
222992
13.1200
794583
47.7108
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MIAX Emerald Exchange
EMLD
8.43
1.40
2.37
2.99
14.53
56
46.6364
-118740
-39.5210
418447
42.5076
536624
29.1214
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq PHLX
XPHL
7.61
1.38
3.05
3.07
12.63
0
0.0000
716710
80.3174
1722
0.2745
710
0.0665
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq ISE
XISX
7.43
26.82
4.59
1.48
13.46
895
6.3030
-106172
-14.1617
200299
82.1436
564179
35.8894
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe BZX Options Exchange
BATS
4.55
0.00
5.52
9.21
0.00
0
-950820
-53.0157
1216579
72.8809
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
2021
8
83.13
0.27
18.84
77.95
2.95
Nasdaq Stock Market
XNAS
45.97
1.74
5.54
56.36
33.32
-7
-1.1040
-61317
-25.3077
280178
25.7150
-15623
-7.3678
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
19.49
0.00
3.34
21.76
64.65
0
-23613
-15.5829
115003
18.3413
-19508
-6.9968
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
8.67
0.00
2.30
10.53
1.12
0
-36302
-24.1179
15119
25.7833
-24
-7.5772
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
6.18
0.00
32.44
0.09
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
NYSE Arca
ARCX
3.54
0.00
3.01
3.82
0.00
0
-42456
-27.8535
6158
23.0182
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MEMX LLC
MEMX
2.30
0.00
2.87
2.26
0.00
0
-24070
-22.6671
24735
33.3640
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IEX
IEXD
1.90
0.00
6.70
0.81
0.12
0
-5473
-6.7119
-900
-4.3515
-2
-6.9385
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
HRT Execution Services LLC
HRTX
1.44
0.00
7.66
0.00
0.00
0
0
0.0000
0
0
CBOE BYX Exchange
BATY
1.31
0.00
1.01
1.43
0.16
0
317
1.1773
-39
-1.3834
0
1.1519
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
88.63
0.24
21.85
73.81
4.10
Nasdaq Stock Market
XNAS
37.52
1.38
8.18
46.05
42.42
-40
-1.6592
-1024883
-27.3256
3194665
24.2628
-67791
-6.6814
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca
ARCX
13.77
0.00
5.33
15.92
20.87
0
-794285
-27.8050
493486
26.0593
-33975
-11.9263
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
13.12
0.00
2.25
15.39
30.99
0
-214255
-21.3401
937225
17.8602
-46509
-7.1806
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
11.22
0.00
4.05
13.96
0.87
0
-663072
-27.3640
291506
20.7575
-168
-6.2293
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
5.01
0.00
22.38
0.16
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
MEMX LLC
MEMX
2.16
0.00
3.13
2.00
0.00
0
-319690
-22.9636
234770
33.1882
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IEX
IEXD
2.13
0.00
7.65
0.61
0.23
0
-36722
-7.2782
-3881
-3.1499
-7
-7.2102
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
UBS ATS
UBSA
1.59
0.00
7.27
0.00
0.00
0
0
0.0000
0
0
Citadel Securities "PRO"
CDRG
1.49
0.00
6.81
0.00
0.00
0
0
0.0000
0
0
HRT Execution Services LLC
HRTX
1.38
0.00
6.34
0.00
0.00
0
0
0.0000
0
0
CBOE BYX Exchange
BATY
1.27
0.00
1.33
1.32
0.14
0
7566
1.4866
-1027
-3.6574
-1
-3.1107
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
99.87
0.08
7.24
44.29
48.39
CBOE C2 Exchange
C2OX
15.96
31.84
4.80
11.24
21.93
1508
28.8264
-739683
-42.0856
851336
38.7100
662251
28.5675
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca Options
ARCO
14.60
25.79
6.68
20.46
10.41
-393
-3.8231
-597972
-57.4324
956234
66.1607
884419
41.9051
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Chicago Board Options Exchange
XCBO
13.32
3.59
4.19
18.09
10.33
-1790
-47.7261
1476469
160.3533
100820
2.1643
-1079650
-30.2913
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Options Market
XNDQ
11.42
0.00
7.05
24.62
0.00
0
-836010
-42.1018
1951685
51.3389
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe EDGX Options Exchange
EDGO
9.76
0.00
7.68
4.18
15.20
0
1063597
80.1303
281390
13.0615
807272
47.5426
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MIAX Emerald Exchange
EMLD
9.43
5.47
2.97
5.36
14.13
1260
53.4688
-143492
-37.4724
743033
42.8378
557906
29.1228
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq ISE
XISX
7.90
21.52
4.94
1.31
14.34
-526
-5.0556
-78553
-9.8239
151804
83.2790
640752
37.4802
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq PHLX
XPHL
7.17
1.31
3.05
2.41
12.15
-11
-1.2355
742448
80.9879
364
0.0673
-2230
-0.1942
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq GEMX
GMNI
2.75
5.50
1.73
5.92
0.00
923
36.0703
-230016
-51.1776
630240
43.5007
-232
-50.6630
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
2021
9
79.76
0.22
15.49
81.61
2.68
Nasdaq Stock Market
XNAS
49.77
2.99
5.83
58.76
33.73
-62
-5.9483
-50978
-24.7511
252383
26.6867
-14009
-7.4229
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
17.50
0.00
3.25
18.71
64.27
0
-21237
-15.5561
119782
18.1300
-18877
-7.0984
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
7.22
0.00
1.91
8.45
1.12
0
-28434
-23.6056
13063
25.4824
-33
-7.7468
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca
ARCX
5.72
0.00
2.79
6.48
0.00
0
-36075
-28.5311
5793
22.6629
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
5.25
0.00
33.55
0.07
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
MIAX PEARL Equities
EPRL
2.89
0.00
1.01
3.35
0.00
0
-5871
-23.4285
33093
31.8118
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IEX
IEXG
1.51
0.00
6.34
0.64
0.17
0
-4396
-6.0532
-783
-4.4447
-2
-6.8174
HRT Execution Services LLC
HRTX
1.20
0.00
7.74
0.00
0.00
0
0
0.0000
0
0
88.25
0.22
22.56
73.02
4.19
Nasdaq Stock Market
XNAS
35.11
1.24
7.42
43.31
43.09
-79
-3.9454
-1046299
-25.6059
3000205
22.5183
-60409
-6.9606
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca
ARCX
14.57
0.00
5.22
17.14
20.86
0
-848270
-25.8017
550480
22.1773
-30181
-11.9533
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
13.38
0.00
2.08
15.95
30.26
0
-218176
-21.6411
782449
17.9673
-39608
-7.1890
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
10.69
0.00
3.94
13.36
1.00
0
-678456
-26.6130
405411
21.0614
-201
-7.1147
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
4.83
0.00
20.96
0.13
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
MIAX PEARL Equities
EPRL
3.34
0.00
1.20
4.20
0.00
0
-112710
-24.1261
446671
31.9679
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IEX
IEXD
2.10
0.00
7.39
0.59
0.21
0
-33825
-6.2884
-4439
-3.3431
-16
-9.0218
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
HRT Execution Services LLC
HRTX
1.58
0.00
6.99
0.00
0.00
0
0
0.0000
0
0
UBS ATS
UBSA
1.51
0.00
6.68
0.00
0.00
0
0
0.0000
0
0.0000
0
Citadel Securities "PRO"
CDRG
1.44
0.00
6.38
0.00
0.00
0
0
0.0000
0
0.0000
0
MEMX LLC
MEMX
1.28
0.00
3.27
0.75
0.00
0
-439004
-26.5960
38666
24.3466
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE BYX Exchange
BATY
1.20
0.00
1.54
1.15
0.22
0
7605
1.1932
-2456
-7.1445
-3
-6.7086
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
99.86
0.06
7.51
44.00
48.43
CBOE C2 Exchange
C2OX
16.06
11.01
4.44
11.94
21.61
1159
26.4277
-695983
-42.0973
949182
39.5941
645178
28.5051
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca Options
ARCO
14.46
32.73
7.03
19.83
10.71
675
7.2305
-665947
-58.1068
910220
63.9917
957553
41.9298
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Chicago Board Options Exchange
XCBO
13.70
5.05
6.28
18.16
10.80
-703
-38.2625
1308948
128.3011
-29097
-0.6881
-1316135
-33.7787
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MIAX Emerald Exchange
EMLD
10.27
5.03
3.91
7.52
13.76
396
43.8870
-171897
-40.8334
1024140
42.9434
563598
29.8357
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe EDGX Options Exchange
EDGO
9.94
0.00
7.43
5.00
14.83
0
1159007
92.9821
344265
13.0715
810872
48.1037
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Options Market
XNDQ
9.22
0.00
6.86
19.78
0.00
0
-781707
-43.3042
1387780
49.9917
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq ISE
XISX
8.03
27.84
4.79
1.14
14.76
-848
-8.2276
-82657
-10.7752
144991
82.3419
603814
37.6236
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq PHLX
XPHL
6.75
2.71
2.50
1.73
11.98
-3
-0.2011
664428
87.8055
940
0.2823
-3294
-0.2868
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe BZX Options Exchange
BATS
3.85
0.00
5.41
7.84
0.00
0
-883693
-53.5346
891283
66.3605
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.