Solutions for Registered Investment Advisors

Turnkey Solutions to Help You Efficiently Manage Your Business and Serve Your Clients.
Our complete turnkey solutions provide trading, clearing, reporting and billing for advisors of any size, with no long-term contract required. Our transparent, low commissions and financing rates and support for best price execution help you minimize costs to maximize your return. IBKR's advanced and powerful suite of trading platforms help you optimize your trading speed and efficiency.

Flexible Fee Structures, Automated Client Billing and Easy Client Management


Enjoy the Freedom and flexibility to run your own business with no contract and minimal start-up and overhead costs.

Automated Client Billing

Charge clients for services rendered based on a fee-per-trade unit for each asset class, exchange and currency1. The trade unit is determined by the unit IBKR uses for its commissions charges and can be on a per share, per contract, or % of trade value basis.

Learn More
Electronic Invoicing

  • Automated electronic invoicing lets you submit client fee invoices in Account Management.
  • Set maximum invoicing amounts or percentage caps.
  • Meet your compliance obligations by notifying your clients of advisory fee details.
Learn More
Client Management

We make it easy to manage your clients:

  • Dashboard
  • CRM
  • White branding
Learn More
Client Applications and Transition

We offer a variety of options for adding clients and migrating to our platform:

  • Fully- and semi-electronic applications
  • Application XML
  • Mass upload
  • White-branded applications
Learn More
1. Low Cost Rated by Barron's 17 Years Straight - Low cost broker 2002 through 2018 according to Barron's online broker review. 2002 - 5 Stars, 2003 - 4.9 Stars, 2004 - 5 Stars, 2005 - 5 Stars, 2006 - 5 Stars, 2007 - 4.8 Stars, 2008 - 4.5 Stars, 2009 - 4.5 Stars, 2010 - 4.2 stars, 2011 - 4.5 stars, 2012 - 4.3 stars, 2013 - 4.5 stars, 2014 - 4.5 stars, 2015 - 4.5 stars, 2016 - 4.5 stars, 2017 - 4.5 stars, 2018 - 4.6 stars. Interactive Brokers earned a 4.6 star ranking in the March 26, 2018 Barron's Annual Best Online Brokers - “All Together Now”. Criteria included Trade Experience and Technology, Usability, Mobile, Range of Offerings, Research Amenities, Portfolio Analysis & Reports, Customer Service, Education and Security, and Costs. Barron's is a registered trademark of Dow Jones & Co. Inc.

Comprehensive Reporting

Easy to view and customize, our statements and reports cover all aspects of your Interactive Brokers account.

  • PortfolioAnalyst

    PortfolioAnalyst

    PortfolioAnalyst, our online reporting and analysis interface, lets you analyze the performance of your account portfolio online by creating and saving customizable PDF reports based on a set of measurement criteria and optionally comparing the data to selected industry benchmarks.

  • Statements

    Statements

    Run and customize activity statements to view detailed information about your account activity, including positions, cash balances, transactions, and more.

  • Flex Queries

    Flex Queries

    Create statement templates called Flex Queries, which let you customize your activity data at the most granular level and download in XML or text format.

  • Downloadable Statements

    Downloadable Statements

    Save your statements in PDF or Excel format, or download them to a variety of third-party formats such as Quicken, Tradelog or CapTools.

  • Daily Margin Reports

    Daily Margin Reports

    Daily margin reports detail requirements by underlying.

  • Transaction Cost Analysis (TCA)

    Transaction Cost Analysis (TCA)

    TCA tracks the quality of your orders' transaction prices versus market conditions either at the time the orders were submitted or after the trade executes.

  • Tax Optimizer

    Tax Optimizer

    Tax Optimizer lets you change your tax lot-matching method to optimize your gains and losses.

Additional Resources

Enjoy the freedom and flexibility to run your own business with no contract, minimal start up and overhead costs, and the ability to keep 100% of your fees.

IB Customer Sites

IB Customer Sites provides a complimentary web site with custom graphic design and content. We will work with you to create a customized, professional business web site.

Learn More

White Branding

White brand statements, customer registration and other informational materials with your own organization's identity, including performance reports created by our Portfolio Analyst.

Learn More

Customer Relationship Management (CRM)

Our Customer Relationship Management (CRM) system lets you manage your entire customer relationship life cycle in one place at no cost.

Learn More

Trading Desks

IB provides broker-assisted trading through our Stock, Option or Bond desks.

Learn More

Pre-Trade Allocations

Pre-Trade Allocations define a variety of criteria to automatically allocate shares to a single client account or multiple client accounts with a single mouse click.

Learn More

Model Portfolios

Build Model Portfolios and allocate client funds among the different models based on your clients' individual needs.

Learn More

Investors' Marketplace

Investors and clients can meet and interact with third-party service providers to connect and conduct business.

500 +

investment
services

300 +

research
services

400 +

technology
services

160 +

administrative
services

20 +

business development
services

  • Individual traders and investors, financial advisors, fund managers and third-party service providers can meet to do business together.
  • Advertise your services at no cost and reach individual and institutional users worldwide.
  • Search the marketplace for free and connect to a variety of third-party services, including Money Managers, hedge funds, research analysts, business developers and administrators.

Securities Financing

Our depth of availability, transparent and competitive loan and borrow rates, automated tools and dedicated service representatives give you the advantages you expect from Interactive Brokers.

Lower Your Costs to Maximize Your Return

Our transparent, low commissions and financing rates, and best price executions minimize your costs to help you maximize your returns.

Generate Higher Returns

Lower commissions, no ticket charges; no minimums; and no technology, software, platform, or reporting fees. Low financing rates, and higher loan values on portfolio margin accounts over $100K.

Learn More


Best Price Execution

Most brokers trade against your orders or sell them to others to execute who will trade against them. The resulting poor execution probably costs you more than the commission you pay. IB SmartRoutingSM continuously searches and reroutes to the best available prices for stocks, options and combinations.

Learn More


Your Gateway to the World's Markets

Direct market access to stocks, options, futures, forex, fixed income, ETFs and CFDs from a single IB Universal Account™.

120Markets

26Countries

22Currencies

Access market data 24 hours a day and six days a week to stay connected to all global markets.

Convert currencies at market determined rates as low as 1/10 of a basis point, or create a position collateralized by a non-native currency.

Fund your account in multiple currencies. Trade assets denominated in multiple currencies from a single account.

Learn More

Financial Strength and Stability

Our strong capital position, conservative balance sheet and automated risk controls protect IB and our clients from large trading losses.

Interactive Brokers Group (IBG LLC) equity capital exceeds $6 billion1. 17.8% of IBG LLC is owned by the publicly traded company, Interactive Brokers Group, Inc. and the remaining 82.2% is owned by our employees and affiliates.

Unlike other firms, where management owns a small share, we participate substantially in the downside just as much as in the upside which makes us run our business conservatively. We hold no material positions in OTC securities or derivatives. We hold no CDOs, MBS or CDS. The gross amount of our portfolio of debt securities, with the exception of US governments debt securities, is less than 10% of our equity capital.

Learn More

  1. Includes Interactive Brokers Group and its affiliates.

IB's RIA Compliance Center


Basic information on the registration and compliance requirements facing investment advisors that includes a webinar on RIA compliance and PDF documents that spotlight major compliance topics.


Visit the RIA Compliance Center

Advisor Webinars



Starting out as a RIA:
A Primer on Registered Investment Advisors' Compliance Obligations

Panelist: Christopher Hayes, Interactive Brokers



Why Become an Independent
Advisor on IB's platform?

Panelist: Mary MacNamara, Interactive Brokers



Establishing an RIA:
Key Business and Regulatory Issues

Panelist: Brent Gillett & Thomas Hertog,
Investment Group of Davis Gillett Mottern & Sims, LLC



Open an Account

Our Advisor accounts let Professional Registered Investment Advisors (RIAs) and Commodity Trading Advisors (CTAs) execute and allocate trades among multiple clients from a single order management interface.

Account Information

Advisors who manage client accounts in excess of state registration minimums (generally 16 or more accounts and US $25 million in assets) must be registered under local regulatory law (e.g. Registered Investment Advisors (RIA) for US securities and Commodity Trading Advisors (CTA) for US commodities).

The account can be white branded with the advisor's corporate identity.

Advisor master account holders must be 21 or older.

Professional Registered Investment Advisors can create multiple tier accounts by adding Advisor, Proprietary Trading Group STL and Multiple Hedge Fund master accounts to their account structure. Each Advisor, Proprietary Trading Group STL and Multiple Hedge Fund master account on the second tier can add client/sub/hedge fund accounts as required. Individual and Joint account holders under an Advisor account structure can add authorized traders to become STL accounts.

Accounts are accepted from citizens or residents of all countries except citizens or residents of those countries or regions that are on the sanction list of the US Office of Foreign Asset Controls or similar lists, or other countries determined to be higher risk. Click here for a list of available countries.

Please note that monthly activity and other minimum fees may apply.

Documentation

Advisor Getting Started PDF Guide How to Become an RIA PDF Guide Advisors/Brokers Application Guide



Advisor Account Structure

An individual or organization Registered Advisor whose master account is linked to multiple individual or organization client accounts.

  • The master account is used for fee collection and trade allocations.
  • The advisor can open a single account for his or her own trading.

Registered Investment Advisor Account Structure Chart


For information on SIPC coverage on your account, visit www.sipc.org or call SIPC at 1 (202) 371-8300.